[Chang Yu attempts to explain the sequence of chapters as follows:
"Chapter IV, on Tactical Dispositions, treated of the offensive
and the defensive; chapter V, on Energy, dealt with direct and
indirect methods. The good general acquaints himself first with
the theory of attack and defense, and then turns his attention
to direct and indirect methods. He studies the art of varying
and combining these two methods before proceeding to the subject
of weak and strong points. For the use of direct or indirect
methods arises out of attack and defense, and the perception of
weak and strong points depends again on the above methods. Hence
the present chapter comes immediately after the chapter on Energy."]
- Sun Tzu said: Whoever is first in the field and awaits the
coming of the enemy, will be fresh for the fight; whoever is second
in the field and has to hasten to battle will arrive exhausted.
- Therefore the clever combatant imposes his will on the enemy,
but does not allow the enemy's will to be imposed on him. [One
mark of a great soldier is that he fight on his own terms or fights
not at all. See Col. Henderson's biography of Stonewall Jackson,
1902 ed., vol. II, p. 490.]
- By holding out advantages to him, he can cause the enemy to
approach of his own accord; or, by inflicting damage, he can make
it impossible for the enemy to draw near.
[In the first case, he will entice him with a bait; in the
second, he will strike at some important point which the enemy
will have to defend.]
- If the enemy is taking his ease, he can harass him; [This
passage may be cited as evidence against Mei Yao-Ch`en's interpretation
of I. ss. 23.] if well supplied with food, he can starve him
out; if quietly encamped, he can force him to move.
- Appear at points which the enemy must hasten to defend; march
swiftly to places where you are not expected.
- An army may march great distances without distress, if it
marches through country where the enemy is not. [Ts`ao Kung
sums up very well: "Emerge from the void (q.d. like "a
bolt from the blue"), strike at vulnerable points, shun
places that are defended, attack in unexpected quarters."]
- You can be sure of succeeding in your attacks if you only attack
places which are undefended.
[Wang Hsi explains "undefended places" as "weak
points; that is to say, where the general is lacking in capacity,
or the soldiers in spirit; where the walls are not strong enough,
or the precautions not strict enough; where relief comes too late,
or provisions are too scanty, or the defenders are variance amongst
themselves."]
You can ensure the safety of your defense if you only hold positions
that cannot be attacked.
[I.e., where there are none of the weak points mentioned above.
There is rather a nice point involved in the interpretation of
this later clause. Tu Mu, Ch`en Hao, and Mei Yao-ch`en assume
the meaning to be: "In order to make your defense quite
safe, you must defend EVEN those places that are not likely to
be attacked;" and Tu Mu adds: "How much more, then,
those that will be attacked." Taken thus, however, the
clause balances less well with the preceding-always a consideration
in the highly antithetical style which is natural to the Chinese.
Chang Yu, therefore, seems to come nearer the mark in saying:
"He who is skilled in attack flashes forth from the topmost
heights of heaven [see IV. ss. 7], making it impossible for
the enemy to guard against him. This being so, the places that
I shall attack are precisely those that the enemy cannot defend....
He who is skilled in defense hides in the most secret recesses
of the earth, making it impossible for the enemy to estimate his
whereabouts. This being so, the places that I shall hold are
precisely those that the enemy cannot attack."]
- Hence that general is skillful in attack whose opponent does
not know what to defend; and he is skillful in defense whose opponent
does not know what to attack. [An aphorism which puts the
whole art of war in a nutshell.]
- O divine art of subtlety and secrecy! Through you we learn
to be invisible, through you inaudible; [Literally, "without
form or sound," but it is said of course with reference to
the enemy.] and hence we can hold the enemy's fate
in our hands.
- You may advance and be absolutely irresistible, if you make
for the enemy's weak points; you may retire and be safe from pursuit
if your movements are more rapid than those of the enemy.
- If we wish to fight, the enemy can be forced to an engagement
even though he be sheltered behind a high rampart and a deep ditch.
All we need do is attack some other place that he will be obliged
to relieve.
[Tu Mu says: "If the enemy is the invading party, we
can cut his line of communications and occupy the roads by which
he will have to return; if we are the invaders, we may direct
our attack against the sovereign himself." It is clear that
Sun Tzu, unlike certain generals in the late Boer war, was no
believer in frontal attacks.]
- If we do not wish to fight, we can prevent the enemy from
engaging us even though the lines of our encampment be merely
traced out on the ground. All we need do is to throw something
odd and unaccountable in his way.
[This extremely concise expression is intelligibly paraphrased
by Chia Lin: "even though we have constructed neither wall
nor ditch." Li Ch`uan says: "we puzzle him by strange
and unusual dispositions;" and Tu Mu finally clinches the
meaning by three illustrative anecdotes-one of Chu-ko Liang, who
when occupying Yang-p`ing and about to be attacked by Ssu-ma I,
suddenly struck his colors, stopped the beating of the drums,
and flung open the city gates, showing only a few men engaged
in sweeping and sprinkling the ground. This unexpected proceeding
had the intended effect; for Ssu-ma I, suspecting an ambush,
actually drew off his army and retreated. What Sun Tzu is advocating
here, therefore, is nothing more nor less than the timely use
of "bluff."]
- By discovering the enemy's dispositions and remaining invisible
ourselves, we can keep our forces concentrated, while the enemy's
must be divided. [The conclusion is perhaps not very obvious,
but Chang Yu (after Mei Yao-ch`en) rightly explains it thus:
"If the enemy's dispositions are visible, we can make for
him in one body; whereas, our own dispositions being kept secret,
the enemy will be obliged to divide his forces in order to guard
against attack from every quarter."]
- We can form a single united body, while the enemy must split
up into fractions. Hence there will be a whole pitted against
separate parts of a whole, which means that we shall be many to
the enemy's few.
- And if we are able thus to attack an inferior force with a
superior one, our opponents will be in dire straits.
- The spot where we intend to fight must not be made known;
for then the enemy will have to prepare against a possible attack
at several different points; [Sheridan once explained the
reason of General Grant's victories by saying that "while
his opponents were kept fully employed wondering what he was going
to do, HE was thinking most of what he was going to do himself."]
and his forces being thus distributed in many directions, the
numbers we shall have to face at any given point will be proportionately
few.
- For should the enemy strengthen his van, he will weaken his
rear; should he strengthen his rear, he will weaken his van; should
he strengthen his left, he will weaken his right; should he strengthen
his right, he will weaken his left. If he sends reinforcements
everywhere, he will everywhere be weak.
[In Frederick the Great's INSTRUCTIONS TO HIS GENERALS we
read: "A defensive war is apt to betray us into too frequent
detachment. Those generals who have had but little experience
attempt to protect every point, while those who are better acquainted
with their profession, having only the capital object in view,
guard against a decisive blow, and acquiesce in small misfortunes
to avoid greater."]
- Numerical weakness comes from having to prepare against possible
attacks; numerical strength, from compelling our adversary to
make these preparations against us.
[The highest generalship, in Col. Henderson's words, is "to
compel the enemy to disperse his army, and then to concentrate
superior force against each fraction in turn."]
- Knowing the place and the time of the coming battle, we may
concentrate from the greatest distances in order to fight. [What
Sun Tzu evidently has in mind is that nice calculation of distances
and that masterly employment of strategy which enable a general
to divide his army for the purpose of a long and rapid march,
and afterwards to effect a junction at precisely the right spot
and the right hour in order to confront the enemy in overwhelming
strength. Among many such successful junctions which military
history records, one of the most dramatic and decisive was the
appearance of Blucher just at the critical moment on the field
of Waterloo.]
- But if neither time nor place be known, then the left wing
will be impotent to succor the right, the right equally impotent
to succor the left, the van unable to relieve the rear, or the
rear to support the van. How much more so if the furthest portions
of the army are anything under a hundred LI apart, and even the
nearest are separated by several LI!
[The Chinese of this last sentence is a little lacking in
precision, but the mental picture we are required to draw is
probably that of an army advancing towards a given rendezvous
in separate columns, each of which has orders to be there on a
fixed date. If the general allows the various detachments to
proceed at haphazard, without precise instructions as to the
time and place of meeting, the enemy will be able to annihilate
the army in detail. Chang Yu's note may be worth quoting here:
"If we do not know the place where our opponents mean to
concentrate or the day on which they will join battle, our unity
will be forfeited through our preparations for defense, and the
positions we hold will be insecure. Suddenly happening upon a
powerful foe, we shall be brought to battle in a flurried condition,
and no mutual support will be possible between wings, vanguard
or rear, especially if there is any great distance between the
foremost and hindmost divisions of the army."]
- Though according to my estimate the soldiers of Yueh exceed
our own in number, that shall advantage them nothing in the matter
of victory. I say then that victory can be achieved.
[Alas for these brave words! The long feud between the two
states ended in 473 B.C. with the total defeat of Wu by Kou Chien
and its incorporation in Yueh. This was doubtless long after
Sun Tzu's death. With his present assertion compare IV. ss.
4. Chang Yu is the only one to point out the seeming discrepancy,
which he thus goes on to explain: "In the chapter on Tactical
Dispositions it is said, 'One may KNOW how to conquer without
being able to DO it,' whereas here we have the statement that
'victory' can be achieved.' The explanation is, that in the
former chapter, where the offensive and defensive are under discussion,
it is said that if the enemy is fully prepared, one cannot make
certain of beating him. But the present passage refers particularly
to the soldiers of Yueh who, according to Sun Tzu's calculations,
will be kept in ignorance of the time and place of the impending
struggle. That is why he says here that victory can be achieved."]
- Though the enemy be stronger in numbers, we may prevent him
from fighting. Scheme so as to discover his plans and the likelihood
of their success. [An alternative reading offered by Chia
Lin is: "Know beforehand all plans conducive to our success
and to the enemy's failure."]
- Rouse him, and learn the principle of his activity or inactivity.
[Chang Yu tells us that by noting the joy or anger shown by
the enemy on being thus disturbed, we shall be able to conclude
whether his policy is to lie low or the reverse. He instances
the action of Cho-ku Liang, who sent the scornful present of a
woman's head-dress to Ssu-ma I, in order to goad him out of his
Fabian tactics.] Force him to reveal himself, so as to find
out his vulnerable spots.
- Carefully compare the opposing army with your own, so that
you may know where strength is superabundant and where it is deficient.
[Cf. IV. ss. 6.]
- In making tactical dispositions, the highest pitch you can
attain is to conceal them; [The piquancy of the paradox evaporates
in translation. Concealment is perhaps not so much actual invisibility
(see supra ss. 9) as "showing no sign" of what you mean
to do, of the plans that are formed in your brain.] conceal
your dispositions, and you will be safe from the prying of the
subtlest spies, from the machinations of the wisest brains. [Tu
Mu explains: "Though the enemy may have clever and capable
officers, they will not be able to lay any plans against us."]
- How victory may be produced for them out of the enemy's own
tactics-that is what the multitude cannot comprehend.
- All men can see the tactics whereby I conquer, but what none
can see is the strategy out of which victory is evolved. [I.e.,
everybody can see superficially how a battle is won; what they
cannot see is the long series of plans and combinations which
has preceded the battle.]
- Do not repeat the tactics which have gained you one victory,
but let your methods be regulated by the infinite variety of circumstances.
[As Wang Hsi sagely remarks: "There is but one root-principle
underlying victory, but the tactics which lead up to it are infinite
in number." With this compare Col. Henderson: "The
rules of strategy are few and simple. They may be learned in
a week. They may be taught by familiar illustrations or a dozen
diagrams. But such knowledge will no more teach a man to lead
an army like Napoleon than a knowledge of grammar will teach him
to write like Gibbon."]
- Military tactics are like unto water; for water in its natural
course runs away from high places and hastens downwards.
- So in war, the way is to avoid what is strong and to strike
at what is weak. [Like water, taking the line of least resistance.]
- Water shapes its course according to the nature of the ground
over which it flows; the soldier works out his victory in relation
to the foe whom he is facing.
- Therefore, just as water retains no constant shape, so in
warfare there are no constant conditions.
- He who can modify his tactics in relation to his opponent
and thereby succeed in winning, may be called a heaven-born captain.
- The five elements (water, fire, wood, metal, earth) are not
always equally predominant; [That is, as Wang Hsi says: "they
predominate alternately."] the four seasons make way
for each other in turn. [Literally, "have no invariable
seat."] There are short days and long; the moon has
its periods of waning and waxing. [Cf. V. ss. 6. The purport
of the passage is simply to illustrate the want of fixity in war
by the changes constantly taking place in Nature. The comparison
is not very happy, however, because the regularity of the phenomena
which Sun Tzu mentions is by no means paralleled in war.]
Next part: Maneuvering
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